Morgan Stanley
46yrs
Top advisor by experience in San Mateo
16yrs
Alan Lui
Financial advisor at Wells Fargo Advisors
Alan Lui is a financial advisor in San Mateo, California, with 16 years in the industry. Alan joined Wells Fargo Advisors in 2016, a firm offering financial planning, investment management, and retirement plan consulting. Wells Fargo Advisors reports being paid through a percentage of assets, flat fees, and commissions.
At a glance
Experience16 years (since 2010)
How that compares ?More experience than 52% of advisors nationwide
Office1810 Gateway Dr Suite 150, San Mateo, CA 94404
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$475,575
Advisors at the firm14,100
States licensed ?1 state
Services through Wells Fargo Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2016 – nowWells Fargo Clearing Services, LLCCurrent firm
Contact Alan
Local office(650) 287-4900Ask for Alan. (314) 875-3000Main office · St. Louis, MO 1810 Gateway Dr Suite 150San Mateo, CA 94404Office · Get directions Firm websiteHTTPS://WWW.WELLSFARGOADVISORS.COM/WFA/MOBILE.HTM
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Questions to ask Alan
Tailored to Alan’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Alan
How do I contact Alan?
Call Alan’s local office at (650) 287-4900 or the Wells Fargo Advisors main office at (314) 875-3000, and ask for Alan Lui.
How long has Alan been a financial advisor?
Alan has been in the industry since 2010, about 16 years. More experience than 52% of advisors nationwide.
What licenses does Alan hold?
Series 63. Tap any license on this page to see what it allows.
Is Alan a fiduciary?
Alan is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Alan paid?
Wells Fargo Advisors reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Alan for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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