Visionary Wealth Advisors
47yrs
Top advisor by experience at Visionary Wealth Advisors
13yrs
James Pingleton
Full name on record: James Michael Pingleton
Financial advisor at Stifel, Nicolaus & Company
James Pingleton has worked in the financial industry for 13 years and is a fiduciary financial advisor based in St. Louis, Missouri. James has been with Stifel, Nicolaus & Company since 2014. Stifel, Nicolaus & Company offers financial planning, investment management, and private fund management and is paid through a percentage of assets, flat fees, and commissions.
One of 5661 advisors with offices in St. Louis, and one of 5231 fiduciaries.
At a glance
Experience13 years (since 2014)
How that compares ?13 years in the industry
Office501 North Broadway, St. Louis, MO 63102
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$773,556
Advisors at the firm3,351
States licensed ?1 state
Services through Stifel, Nicolaus & Company
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2014 – nowStifel, Nicolaus & Company, IncorporatedCurrent firm
Contact James
(314) 342-2000Stifel, Nicolaus & Company main office 501 North BroadwaySt. Louis, MO 63102Office · Get directions
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Questions to ask James
Tailored to James’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call Stifel, Nicolaus & Company at (314) 342-2000 and ask for James Pingleton. James works from the St. Louis, MO office.
How long has James been a financial advisor?
James has been in the industry since 2014, about 13 years. 13 years in the industry.
What licenses does James hold?
Series 66. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
Stifel, Nicolaus & Company reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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