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Advisors / Iowa / Dubuque
16yrs

Scott Schemmel

Financial advisor at Cetera Investment Advisers

Scott Schemmel has worked in the financial industry for 16 years and is a fiduciary financial advisor based in Dubuque, Iowa. Scott has been with Cetera Investment Advisers since 2024. Cetera Investment Advisers offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.

One of 169 advisors with offices in Dubuque, and one of 150 fiduciaries.

Dubuque, IA 52002Fiduciary advisor

At a glance

Experience16 years (since 2011)
How that compares ?More experience than 56% of advisors in Dubuque
Office3390 Asbury Road, Dubuque, IA 52002
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$306,089
Advisors at the firm10,452
States licensed ?1 state

Services through Cetera Investment Advisers

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 63Uniform Securities Agent State Law Examination
Series 65Uniform Investment Adviser Law Examination

Career

  1. 2024 – now
  2. 2019 – now

Questions to ask Scott

Tailored to Scott’s registration and firm.

  1. At a firm this size, will I work with you directly or with a service team?
  2. What does a financial plan with you include, and how often is it updated?
  3. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  4. Where would my money be held, and will I get statements directly from that firm?
  5. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About Scott

How do I contact Scott?

Call Cetera Investment Advisers at 310-257-7880 and ask for Scott Schemmel. Scott works from the Dubuque, IA office.

How long has Scott been a financial advisor?

Scott has been in the industry since 2011, about 16 years. More experience than 56% of advisors in Dubuque.

What licenses does Scott hold?

Series 63, Series 65. Tap any license on this page to see what it allows.

Is Scott a fiduciary?

Scott is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Scott paid?

Cetera Investment Advisers reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Scott for your total yearly cost in dollars.

Official record as of October 2, 2026.

This profile is for information only and is not financial advice or a recommendation.

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