UBS Financial Services
46yrs
Top advisor by experience in Brea
15yrs
Based in Brea, California, K Lee is a fiduciary financial advisor with 15 years of industry experience. K joined Syndicated Capital in 2012, a firm offering financial planning and investment management. Syndicated Capital reports being paid through a percentage of assets and flat fees.
One of 279 advisors with offices in Brea, and one of 261 fiduciaries.
At a glance
Experience15 years (since 2011)
How that compares ?More experience than 50% of advisors nationwide
Office135 S State College Blvd. Suite 200, Brea, CA 92822
How the firm is paid ?Percent of assets, Flat fee, Other
Typical client at the firm ?$305,361
Advisors at the firm9
States licensed ?1 state
Services through Syndicated Capital
Financial planningInvestment management for individuals and small businesses
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2012 – nowSyndicated Capital, Inc.Current firm
Questions to ask K
Tailored to K’s registration and firm.
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About K
How do I contact K?
Call Syndicated Capital at (310) 751-7098 and ask for K Lee. K works from the Brea, CA office.
How long has K been a financial advisor?
K has been in the industry since 2011, about 15 years. More experience than 50% of advisors nationwide.
What licenses does K hold?
Series 66. Tap any license on this page to see what it allows.
Is K a fiduciary?
K is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is K paid?
Syndicated Capital reports being paid by a percentage of the assets they manage, flat or fixed fees, other fees. Ask K for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
UBS Financial Services
45yrs
Top 1% by experience in Brea
UBS Financial Services
45yrs
Top 1% by experience in Brea
Morgan Stanley
45yrs
Top 1% by experience in Brea
LPL Financial
42yrs
Top 2% by experience in Brea
Merrill
42yrs
Top 2% by experience in Brea