UBS Financial Services
47yrs
Top advisor by experience in Pasadena
15yrs
Roberto Ugalde
Financial advisor at Strategic Advisers
Roberto Ugalde has worked in the financial industry for 15 years and is a fiduciary financial advisor based in Pasadena, California. Roberto has been with Strategic Advisers since 2025; before that, Roberto spent seven years at Fidelity Personal and Workplace Advisors and a year at Wells Fargo Advisors. Strategic Advisers offers financial planning, investment management, and selecting outside investment managers and is paid through a percentage of assets and flat fees.
One of 1156 advisors with offices in Pasadena, and one of 1068 fiduciaries.
At a glance
Experience15 years (since 2011)
How that compares ?Top 25% by experience at Strategic Advisers
Office155 N Lake Avenue, Pasadena, CA 91101
How the firm is paid ?Percent of assets, Flat fee, Other
Typical client at the firm ?$234,793
Advisors at the firm16,992
States licensed ?2 states
Services through Strategic Advisers
Financial planningInvestment management for individuals and small businessesManaging mutual fundsInvestment management for businesses and institutionsChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Mar 2025 – nowStrategic Advisers LLCCurrent firm
- 2018 – 2025Fidelity Personal and Workplace AdvisorsPreviously
- 2015 – 2018Strategic Advisers LLCPreviously
- Nov 2014 – Sep 2015Wells Fargo Clearing Services, LLCPreviously
- Aug 2013 – Nov 2014Bancwest Investment Services, Inc.Previously
- Nov 2011 – Aug 2013MerrillPreviously
Contact Roberto
155 N Lake AvenuePasadena, CA 91101Office · Get directions Firm main line(617) 563-7000Headquarters: Strategic Advisers · Boston, MA
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Questions to ask Roberto
Tailored to Roberto’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Roberto
How do I contact Roberto?
Call Strategic Advisers at (617) 563-7000 and ask for Roberto Ugalde. Roberto works from the Pasadena, CA office.
How long has Roberto been a financial advisor?
Roberto has been in the industry since 2011, about 15 years. Top 25% by experience at Strategic Advisers.
What licenses does Roberto hold?
Series 66. Tap any license on this page to see what it allows.
Is Roberto a fiduciary?
Roberto is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Roberto paid?
Strategic Advisers reports being paid by a percentage of the assets they manage, flat or fixed fees, other fees. Ask Roberto for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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