Morgan Stanley
47yrs
Top advisor by experience in Mount Laurel
13yrs
James Smith has worked in the financial industry for 13 years and is a fiduciary financial advisor based in Mount Laurel, New Jersey. James has been with LPL Financial since 2024; before that, James spent ten years at Morgan Stanley. LPL Financial offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 387 advisors with offices in Mount Laurel, and one of 372 fiduciaries.
At a glance
Experience13 years (since 2013)
How that compares ?13 years in the industry
Office305 Fellowship Rd., Suite 105, Mount Laurel, NJ 08054
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2024 – nowLPL Financial LLCCurrent firm
- 2014 – 2024Morgan StanleyPreviously
Contact James
Local office(856) 778-9994Ask for James. (704) 733-3300Main office · Fort Mill, SC 305 Fellowship Rd., Suite 105Mount Laurel, NJ 08054Office · Get directions Facebook pageLPL Financial
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Questions to ask James
Tailored to James’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call James’s local office at (856) 778-9994 or the LPL Financial main office at (704) 733-3300, and ask for James Smith.
How long has James been a financial advisor?
James has been in the industry since 2013, about 13 years. 13 years in the industry.
What licenses does James hold?
Series 66. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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