Ameriprise Financial Services
46yrs
Top advisor by experience in Raleigh
13yrs
Mark McCormick
Financial advisor at Founders Financial Alliance
Mark McCormick has worked in the financial industry for 13 years and is a fiduciary financial advisor based in Raleigh, North Carolina. Mark has been with Founders Financial Alliance since 2018; before that, Mark spent two years at Merrill. Founders Financial Alliance offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 1804 advisors with offices in Raleigh, and one of 1668 fiduciaries.
At a glance
Experience13 years (since 2014)
How that compares ?13 years in the industry
OfficeRaleigh, NC
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$481,429
Advisors at the firm30
States licensed ?1 state
Services through Founders Financial Alliance
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2018 – nowFounders Financial Alliance, LLCCurrent firm
- 2014 – 2016MerrillPreviously
Contact Mark
(855) 860-5940Founders Financial Alliance main office Raleigh, NCOffice · Get directions LinkedIn pageFounders Financial AllianceIs this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Mark
Tailored to Mark’s registration and firm.
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Mark
How do I contact Mark?
Call Founders Financial Alliance at (855) 860-5940 and ask for Mark McCormick. Mark works from the Raleigh, NC office.
How long has Mark been a financial advisor?
Mark has been in the industry since 2014, about 13 years. 13 years in the industry.
What licenses does Mark hold?
Series 66. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
Founders Financial Alliance reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Capital Investment Advisory Services
46yrs
Top advisor by experience at Capital Investment Advisory Services
Morgan Stanley
46yrs
Top 1% by experience in Raleigh
Level Four Advisory Services
46yrs
Top 1% by experience in Raleigh
Morgan Stanley
46yrs
Top 1% by experience in Raleigh
Capital Investment Advisory Services
46yrs
Top 1% by experience in Raleigh