D.A. Davidson & Co.
47yrs
Top 1% by experience in Seattle
11yrs
Jack Oconnor is a fiduciary financial advisor in Seattle, Washington, with 11 years in the industry. After a year at Northwestern Mutual Investment Services, Jack joined UBS Financial Services in 2016, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 1981 advisors with offices in Seattle, and one of 1838 fiduciaries.
At a glance
Experience11 years (since 2015)
How that compares ?11 years in the industry
Office925 Fourth Avenue 31st & 32nd Floor, Seattle, WA 98104
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2016 – nowUBS Financial Services Inc.Current firm
- Jun 2015 – Feb 2016Northwestern Mutual Investment Services, LLCPreviously
Contact Jack
(201) 352-3000Firm headquarters in Weehawken, NJ. Ask for Jack. 925 Fourth Avenue 31st & 32nd FloorSeattle, WA 98104Office · Get directions LinkedIn pageUBS Financial Services
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Jack
Tailored to Jack’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Jack
How do I contact Jack?
Call UBS Financial Services at (201) 352-3000 and ask for Jack Oconnor. Jack works from the Seattle, WA office.
How long has Jack been a financial advisor?
Jack has been in the industry since 2015, about 11 years. 11 years in the industry.
What licenses does Jack hold?
Series 66. Tap any license on this page to see what it allows.
Is Jack a fiduciary?
Jack is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Jack paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Jack for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Morgan Stanley
47yrs
Top 1% by experience in Seattle
Edward Jones
46yrs
Top 1% by experience in Seattle
Wedbush Securities
45yrs
Top 1% by experience in Seattle
Lesa Sroufe & Company
44yrs
Top 1% by experience in Seattle
Sonata Capital Group
44yrs
Top advisor by experience at Sonata Capital Group