ChooseAFinancialAdvisor.com
Advisors / Tennessee / Memphis
12yrs

James Corrigan

Financial advisor at UBS Financial Services

James Corrigan is a fiduciary financial advisor in Memphis, Tennessee, with 12 years in the industry. After two years at First Horizon Advisors, James joined UBS Financial Services in 2017, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, hourly fees, and flat fees.

One of 845 advisors with offices in Memphis, and one of 698 fiduciaries.

Memphis, TN 38119Fiduciary advisor

At a glance

Experience12 years (since 2015)
How that compares ?12 years in the industry
Office6070 Poplar Avenue Suite 400, Memphis, TN 38119
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states

Services through UBS Financial Services

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 66Uniform Combined State Law Examination

Career

  1. 2017 – now
  2. Feb 2015 – Jan 2017
    First Horizon Advisors, Inc.Previously

Questions to ask James

Tailored to James’s registration and firm.

  1. At a firm this size, will I work with you directly or with a service team?
  2. What does a financial plan with you include, and how often is it updated?
  3. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  4. Where would my money be held, and will I get statements directly from that firm?
  5. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About James

How do I contact James?

Call UBS Financial Services at (201) 352-3000 and ask for James Corrigan. James works from the Memphis, TN office.

How long has James been a financial advisor?

James has been in the industry since 2015, about 12 years. 12 years in the industry.

What licenses does James hold?

Series 66. Tap any license on this page to see what it allows.

Is James a fiduciary?

James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is James paid?

UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask James for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.

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