Merrill
47yrs
Top advisor by experience in Cincinnati
12yrs
Michael Puttmann
Financial advisor at LPL Enterprise
Michael Puttmann is a fiduciary financial advisor in Cincinnati, Ohio, with 12 years in the industry. After less than a year at ESI Financial Advisors and less than a year at Formidable Asset Management, Michael joined LPL Enterprise in 2025, a firm offering financial planning, investment management, and educational workshops. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 2460 advisors with offices in Cincinnati, and one of 1997 fiduciaries.
At a glance
Experience12 years (since 2015)
How that compares ?More experience than 52% of advisors at LPL Enterprise
OfficeCincinnati, OH
FirmLPL Enterprise
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?1 state
Services through LPL Enterprise
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Jul 2025 – nowLPL Enterprise, LLCCurrent firm
- Jun 2025 – Jul 2025Equity Services, Inc.Previously
- May 2015 – Jul 2015Formidable Asset Management, LLCPreviously
Contact Michael
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Michael. Cincinnati, OHOffice · Get directions Firm websitewww.lpl.com/lpl-enterprise.htmlIs this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Michael
Tailored to Michael’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Michael
How do I contact Michael?
Call LPL Enterprise at (704) 733-3300 and ask for Michael Puttmann. Michael works from the Cincinnati, OH office.
How long has Michael been a financial advisor?
Michael has been in the industry since 2015, about 12 years. More experience than 52% of advisors at LPL Enterprise.
What licenses does Michael hold?
Series 65, Series 66. Tap any license on this page to see what it allows.
Is Michael a fiduciary?
Michael is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Michael paid?
LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Michael for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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