William Blair & Company
47yrs
Top advisor by experience in Illinois
11yrs
Stephen Pendleton
Full name on record: Stephen Porter Pendleton
Financial advisor at J.P. Morgan Securities
Stephen Pendleton has worked in the financial industry for 11 years and is a fiduciary financial advisor based in Chicago, Illinois. Stephen has been with J.P. Morgan Securities since 2021; before that, Stephen spent three years at Wells Fargo Advisors and two years at William Blair & Company. J.P. Morgan Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets.
One of 6312 advisors with offices in Chicago, and one of 5878 fiduciaries.
At a glance
Experience11 years (since 2015)
How that compares ?More experience than 54% of advisors at J.P. Morgan Securities
Office10 S Dearborn St Floor 09, Chicago, IL 60603
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$318,381
Advisors at the firm14,316
States licensed ?1 state
Services through J.P. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2021 – nowJ.P. Morgan Securities LLCCurrent firm
- 2018 – 2021Wells Fargo Clearing Services, LLCPreviously
- 2015 – 2018William BlairPreviously
Contact Stephen
(800) 999-2000Firm headquarters in New York, NY. Ask for Stephen. 10 S Dearborn St Floor 09Chicago, IL 60603Office · Get directions Firm websitewealthpartners.jpmorgan.com
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Questions to ask Stephen
Tailored to Stephen’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Stephen
How do I contact Stephen?
Call J.P. Morgan Securities at (800) 999-2000 and ask for Stephen Pendleton. Stephen works from the Chicago, IL office.
How long has Stephen been a financial advisor?
Stephen has been in the industry since 2015, about 11 years. More experience than 54% of advisors at J.P. Morgan Securities.
What licenses does Stephen hold?
Series 66. Tap any license on this page to see what it allows.
Is Stephen a fiduciary?
Stephen is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Stephen paid?
J.P. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask Stephen for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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