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Advisors / Arizona / Tempe
11yrs

Kyle Walters

Financial advisor at Northern Trust Securities

Kyle Walters is a fiduciary financial advisor in Tempe, Arizona, with 11 years in the industry. After three years at Edward Jones and four years at Harrisdirect, Kyle joined Northern Trust Securities in 2022, a firm offering financial planning, investment management, and selecting outside investment managers. Northern Trust Securities reports being paid through a percentage of assets and flat fees.

One of 568 advisors with offices in Tempe, and one of 548 fiduciaries.

Tempe, AZ 85284Fiduciary advisor

At a glance

Experience11 years (since 2015)
How that compares ?More experience than 60% of advisors in Tempe
Office2190 E. Elliot Road Suite 100, Tempe, AZ 85284
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$806,324
Advisors at the firm99
States licensed ?1 state

Services through Northern Trust Securities

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsChoosing other investment managers

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 66Uniform Combined State Law Examination

Career

  1. 2022 – now
  2. 2019 – 2022
    Edward JonesPreviously
  3. 2016 – 2019
    Harrisdirect LLCPreviously
  4. Dec 2015 – Jan 2016
    Charles Schwab & CO., Inc.Previously

Questions to ask Kyle

Tailored to Kyle’s registration and firm.

  1. What does a financial plan with you include, and how often is it updated?
  2. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  3. Where would my money be held, and will I get statements directly from that firm?
  4. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About Kyle

How do I contact Kyle?

Call Northern Trust Securities at (312) 630-6000 and ask for Kyle Walters. Kyle works from the Tempe, AZ office.

How long has Kyle been a financial advisor?

Kyle has been in the industry since 2015, about 11 years. More experience than 60% of advisors in Tempe.

What licenses does Kyle hold?

Series 66. Tap any license on this page to see what it allows.

Is Kyle a fiduciary?

Kyle is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Kyle paid?

Northern Trust Securities reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Kyle for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.

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