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Advisors / California / Arcadia
11yrs

Eric Li

Financial advisor at Hsbc Securities (usa)

Based in Arcadia, California, Eric Li is a fiduciary financial advisor with 11 years of industry experience. Eric joined Hsbc Securities (usa) in 2021, a firm offering private fund management, investment management for businesses, and selecting outside investment managers. The firm is paid through a percentage of assets, flat fees, and performance-based fees.

One of 83 advisors with offices in Arcadia, and one of 75 fiduciaries.

Arcadia, CA 91007Fiduciary advisor

At a glance

Experience11 years (since 2015)
How that compares ?11 years in the industry
Office1107 S. Baldwin Avenue Suite C, Arcadia, CA 91007
How the firm is paid ?Percent of assets, Flat fee, Performance fee
Typical client at the firm ?$307,151
Advisors at the firm376
States licensed ?1 state

Services through Hsbc Securities (usa)

Managing private fundsInvestment management for businesses and institutionsChoosing other investment managersOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 63Uniform Securities Agent State Law Examination
Series 66Uniform Combined State Law Examination

Career

  1. 2021 – now

Questions to ask Eric

Tailored to Eric’s registration and firm.

  1. At a firm this size, will I work with you directly or with a service team?
  2. Your firm can charge performance-based fees. Would that apply to me?
  3. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  4. Where would my money be held, and will I get statements directly from that firm?
  5. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About Eric

How do I contact Eric?

Call Hsbc Securities (usa) at 212-525-2879 and ask for Eric Li. Eric works from the Arcadia, CA office.

How long has Eric been a financial advisor?

Eric has been in the industry since 2015, about 11 years. 11 years in the industry.

What licenses does Eric hold?

Series 63, Series 66. Tap any license on this page to see what it allows.

Is Eric a fiduciary?

Eric is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Eric paid?

Hsbc Securities (usa) reports being paid by a percentage of the assets they manage, flat or fixed fees, a share of investment gains. Ask Eric for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.

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