Christopher Smith
Financial advisor at LPL Financial
Based in Mokena, Illinois, Christopher Smith is a fiduciary financial advisor with 11 years of industry experience. Christopher joined LPL Financial in 2021, after three years at Merrill and a year at Morgan Stanley. LPL Financial offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 56 advisors with offices in Mokena, and one of 55 fiduciaries.
At a glance
Services through LPL Financial
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2021 – nowLPL Financial LLCCurrent firm
- 2016 – 2020MerrillPreviously
- Feb 2016 – Oct 2016Morgan StanleyPreviously
Questions to ask Christopher
Tailored to Christopher’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
About Christopher
How do I contact Christopher?
Call LPL Financial at (704) 733-3300 and ask for Christopher Smith. Christopher works from the Mokena, IL office.
How long has Christopher been a financial advisor?
Christopher has been in the industry since 2016, about 11 years. 11 years in the industry.
What licenses does Christopher hold?
Series 66. Tap any license on this page to see what it allows.
Is Christopher a fiduciary?
Christopher is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Christopher paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Christopher for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.