UBS Financial Services
46yrs
Top advisor by experience in Walnut Creek
9yrs
Ryan Duffy is a fiduciary financial advisor in Walnut Creek, California, with 9 years in the industry. Ryan joined UBS Financial Services in 2017, a firm offering financial planning, investment management, and retirement plan consulting. UBS Financial Services reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 1115 advisors with offices in Walnut Creek, and one of 1005 fiduciaries.
At a glance
Experience9 years (since 2017)
How that compares ?9 years in the industry
Office1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2017 – nowUBS Financial Services Inc.Current firm
Contact Ryan
Local office(925) 746-0292Ask for Ryan. (201) 352-3000Main office · Weehawken, NJ 1255 Treat Blvd Suite 1000Walnut Creek, CA 94597Office · Get directions LinkedIn pageUBS Financial Services
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Questions to ask Ryan
Tailored to Ryan’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Ryan
How do I contact Ryan?
Call Ryan’s local office at (925) 746-0292 or the UBS Financial Services main office at (201) 352-3000, and ask for Ryan Duffy.
How long has Ryan been a financial advisor?
Ryan has been in the industry since 2017, about 9 years. 9 years in the industry.
What licenses does Ryan hold?
Series 66. Tap any license on this page to see what it allows.
Is Ryan a fiduciary?
Ryan is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Ryan paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Ryan for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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