UBS Financial Services
47yrs
Top advisor by experience in Pasadena
7yrs
Chris Chen
Financial advisor at Merrill
Based in Pasadena, California, Chris Chen is a fiduciary financial advisor with 7 years of industry experience. Chris joined Merrill in 2019, a firm offering investment management, retirement plan consulting, and selecting outside investment managers. The firm is paid through a percentage of assets, flat fees, and commissions.
One of 1156 advisors with offices in Pasadena, and one of 1068 fiduciaries.
At a glance
Experience7 years (since 2019)
How that compares ?7 years in the industry
Office800 E Colorado Blvd, Pasadena, CA 91101
FirmMerrill
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$860,085
Advisors at the firm25,559
States licensed ?2 states
Services through Merrill
Investment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2019 – nowMerrillCurrent firm
Contact Chris
(800) 637-7455Firm headquarters in New York, NY. Ask for Chris. 800 E Colorado BlvdPasadena, CA 91101Office · Get directions
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Questions to ask Chris
Tailored to Chris’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Chris
How do I contact Chris?
Call Merrill at (800) 637-7455 and ask for Chris Chen. Chris works from the Pasadena, CA office.
How long has Chris been a financial advisor?
Chris has been in the industry since 2019, about 7 years. 7 years in the industry.
What licenses does Chris hold?
Series 66. Tap any license on this page to see what it allows.
Is Chris a fiduciary?
Chris is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Chris paid?
Merrill reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Chris for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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