401k Engineers
35yrs
Top advisor by experience in Tracy
9yrs
Mike Phan
Financial advisor at Edward Jones
Mike Phan has worked in the financial industry for 9 years and is a fiduciary financial advisor based in Tracy, California. Mike has been with Edward Jones since 2022. Edward Jones offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets and flat fees.
One of 28 advisors with offices in Tracy, and one of 27 fiduciaries.
At a glance
Experience9 years (since 2018)
How that compares ?9 years in the industry
Office1026 B Street, Tracy, CA 95376
FirmEdward Jones
How the firm is paid ?Percent of assets, Flat fee, Other
Typical client at the firm ?$246,728
Advisors at the firm24,118
States licensed ?2 states
Services through Edward Jones
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2022 – nowEdward JonesCurrent firm
Contact Mike
Local office(209) 833-1325Ask for Mike. (314) 515-2000Main office · St. Louis, MO 1026 B StreetTracy, CA 95376Office · Get directions
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Questions to ask Mike
Tailored to Mike’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Mike
How do I contact Mike?
Call Mike’s local office at (209) 833-1325 or the Edward Jones main office at (314) 515-2000, and ask for Mike Phan.
How long has Mike been a financial advisor?
Mike has been in the industry since 2018, about 9 years. 9 years in the industry.
What licenses does Mike hold?
Series 66. Tap any license on this page to see what it allows.
Is Mike a fiduciary?
Mike is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mike paid?
Edward Jones reports being paid by a percentage of the assets they manage, flat or fixed fees, other fees. Ask Mike for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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