Schwartz Investment Management
35yrs
Top advisor by experience in Dickinson
8yrs
Tanner Steffan
Financial advisor at Principal Securities
Tanner Steffan is a fiduciary financial advisor in Dickinson, North Dakota, with 8 years in the industry. After five years at Securities America Advisors, Tanner joined Principal Securities in 2023, a firm offering financial planning, investment management, and retirement plan consulting. Principal Securities reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 24 advisors with offices in Dickinson, and one of 23 fiduciaries.
At a glance
Experience8 years (since 2018)
How that compares ?8 years in the industry
Office14 3rd Ave W, Dickinson, ND 58601
How the firm is paid ?Percent of assets, Hourly, Flat fee, Other
Typical client at the firm ?$324,050
Advisors at the firm1,465
States licensed ?1 state
Services through Principal Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2023 – nowPrincipal Securities, Inc.Current firm
- 2019 – 2023Securities America Advisors, Inc.Previously
Contact Tanner
14 3rd Ave WDickinson, ND 58601Office · Get directions Firm main line(888) 774-6267Headquarters: Principal Securities · Des Moines, IA X (Twitter) pagePrincipal Securities
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Questions to ask Tanner
Tailored to Tanner’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Tanner
How do I contact Tanner?
Call Principal Securities at (888) 774-6267 and ask for Tanner Steffan. Tanner works from the Dickinson, ND office.
How long has Tanner been a financial advisor?
Tanner has been in the industry since 2018, about 8 years. 8 years in the industry.
What licenses does Tanner hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Tanner a fiduciary?
Tanner is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Tanner paid?
Principal Securities reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, other fees. Ask Tanner for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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