Stifel, Nicolaus & Company
47yrs
Top advisor by experience in Brookfield
8yrs
Mark Pingul
Financial advisor at LPL Financial
Mark Pingul has worked in the financial industry for 8 years and is a fiduciary financial advisor based in Brookfield, Wisconsin. Mark has been with LPL Financial since 2021; before that, Mark spent a year at BMO Harris Financial Advisors and two years at Edward Jones. LPL Financial offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 494 advisors with offices in Brookfield, and one of 445 fiduciaries.
At a glance
Experience8 years (since 2018)
How that compares ?8 years in the industry
Office395 N Executive Dr, Brookfield, WI 53005
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2021 – nowLPL Financial LLCCurrent firm
- Mar 2020 – Mar 2021BMO Harris Financial Advisors, Inc.Previously
- Aug 2018 – Apr 2020Edward JonesPreviously
Contact Mark
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Mark. 395 N Executive DrBrookfield, WI 53005Office · Get directions Facebook pageLPL Financial
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Questions to ask Mark
Tailored to Mark’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Mark
How do I contact Mark?
Call LPL Financial at (704) 733-3300 and ask for Mark Pingul. Mark works from the Brookfield, WI office.
How long has Mark been a financial advisor?
Mark has been in the industry since 2018, about 8 years. 8 years in the industry.
What licenses does Mark hold?
Series 66. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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