UBS Financial Services
47yrs
Top 1% by experience in Louisville
8yrs
John Stepp is a fiduciary financial advisor in Louisville, Kentucky, with 8 years in the industry. John joined Robert W. Baird & Co. in 2020, after two years at Edward Jones. Robert W. Baird & Co. offers financial planning, investment management, and private fund management and is paid through a percentage of assets, hourly fees, and flat fees.
One of 1265 advisors with offices in Louisville, and one of 1147 fiduciaries.
At a glance
Experience8 years (since 2019)
How that compares ?8 years in the industry
Office500 West Jefferson St., Louisville, KY 40202
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Performance fee, Other
Typical client at the firm ?$713,008
Advisors at the firm2,626
States licensed ?1 state
Services through Robert W. Baird & Co.
Financial planningInvestment management for individuals and small businessesManaging mutual fundsManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2020 – nowRobert W. Baird & Co. IncorporatedCurrent firm
- Feb 2019 – Nov 2020Edward JonesPreviously
Contact John
Local office(502) 588-8400Ask for John. (414) 765-3500Main office · Milwaukee, WI 500 West Jefferson St.Louisville, KY 40202Office · Get directions X (Twitter) pageRobert W. Baird & Co.
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Questions to ask John
Tailored to John’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- Your firm can charge performance-based fees. Would that apply to me?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About John
How do I contact John?
Call John’s local office at (502) 588-8400 or the Robert W. Baird & Co. main office at (414) 765-3500, and ask for John Stepp.
How long has John been a financial advisor?
John has been in the industry since 2019, about 8 years. 8 years in the industry.
What licenses does John hold?
Series 66. Tap any license on this page to see what it allows.
Is John a fiduciary?
John is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is John paid?
Robert W. Baird & Co. reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, a share of investment gains, other fees. Ask John for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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