Morgan Stanley
47yrs
Top advisor by experience in New York
7yrs
John Frederick Pegg
Financial advisor at Citigroup Global Markets
John Frederick Pegg is a fiduciary financial advisor in New York, New York, with 7 years in the industry. John joined Citigroup Global Markets in 2025, after a year at Northwestern Mutual Investment Services and a year at Merrill Lynch, Pierce, Fenner & Smith. Citigroup Global Markets offers financial planning, investment management, and private fund management and is paid through a percentage of assets and flat fees.
One of 15438 advisors with offices in New York, and one of 14016 fiduciaries.
At a glance
Experience7 years (since 2019)
How that compares ?7 years in the industry
OfficeNew York, NY
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$714,318
Advisors at the firm2,402
States licensed ?1 state
Services through Citigroup Global Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Jun 2025 – nowCitigroup Global Markets Inc.Current firm
- May 2022 – Mar 2023Northwestern Mutual Investment Services, LLCPreviously
- Dec 2020 – Oct 2021
Questions to ask John
Tailored to John’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About John
How do I contact John?
Call Citigroup Global Markets at 212-816-6000 and ask for John Frederick Pegg. John works from the New York, NY office.
How long has John been a financial advisor?
John has been in the industry since 2019, about 7 years. 7 years in the industry.
What licenses does John hold?
Series 66. Tap any license on this page to see what it allows.
Is John a fiduciary?
John is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is John paid?
Citigroup Global Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask John for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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