Supreme Alliance
47yrs
Top advisor by experience in Charlotte
6yrs
William Thomas
Financial advisor at UBS Financial Services
Based in Charlotte, North Carolina, William Thomas is a fiduciary financial advisor with 6 years of industry experience. William has been with UBS Financial Services since 2023; before that, William spent a year at Wells Fargo Advisors. UBS Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 4491 advisors with offices in Charlotte, and one of 4159 fiduciaries.
At a glance
Experience6 years (since 2020)
How that compares ?6 years in the industry
Office6100 Fairview Road 9th Floor, Charlotte, NC 28211
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?1 state
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2023 – nowUBS Financial Services Inc.Current firm
- Jun 2022 – Sep 2023Wells Fargo Clearing Services, LLCPreviously
Questions to ask William
Tailored to William’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About William
How do I contact William?
Call UBS Financial Services at (201) 352-3000 and ask for William Thomas. William works from the Charlotte, NC office.
How long has William been a financial advisor?
William has been in the industry since 2020, about 6 years. 6 years in the industry.
What licenses does William hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is William a fiduciary?
William is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is William paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask William for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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