Rockefeller Capital Management
47yrs
Top advisor by experience in Connecticut
46yrs
Peter Ernest Dolan
Financial advisor at Steward Partners Investment Advisory
At a glance
Experience46 years (since 1981)
How that compares ?Top 1% by experience in Connecticut
Office400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901
How the firm is paid ?Percent of assets, Hourly, Flat fee
States licensed ?2 states
Services through Steward Partners Investment Advisory
Financial planningInvestment management for individuals and small businessesRetirement plan consultingChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination
Career
- 2020 – nowSteward Partners Investment Advisory, LLCCurrent firm
- 1999 – 2020Osaic Wealth, Inc.Previously
- 1999 – 2011Plaza Financial Advisors Inc.Previously
Questions to ask Peter
Tailored to Peter’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Peter
How do I contact Peter?
Call Steward Partners Investment Advisory at 866-694-7769 and ask for Peter Ernest Dolan. Peter works from the Stamford, CT office.
How long has Peter been a financial advisor?
Peter has been in the industry since 1981, about 46 years. Top 1% by experience in Connecticut.
What licenses does Peter hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Peter a fiduciary?
Peter is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Peter paid?
Steward Partners Investment Advisory reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Peter for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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