Wells Fargo Advisors
45yrs
Top advisor by experience in Santa Ana
6yrs
Ignacio Guzman
Financial advisor at LPL Financial
Ignacio Guzman is a fiduciary financial advisor in Santa Ana, California, with 6 years in the industry. Ignacio joined LPL Financial in 2022, after two years at Cuna Brokerage Services. LPL Financial offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 110 advisors with offices in Santa Ana, and one of 94 fiduciaries.
At a glance
Experience6 years (since 2020)
How that compares ?6 years in the industry
Office2115 N Broadway, Santa Ana, CA 92706
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?2 states
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2022 – nowLPL Financial LLCCurrent firm
- Sep 2020 – May 2022Cuna Brokerage Services, Inc.Previously
Contact Ignacio
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Ignacio. 2115 N BroadwaySanta Ana, CA 92706Office · Get directions Facebook pageLPL Financial
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Questions to ask Ignacio
Tailored to Ignacio’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Ignacio
How do I contact Ignacio?
Call LPL Financial at (704) 733-3300 and ask for Ignacio Guzman. Ignacio works from the Santa Ana, CA office.
How long has Ignacio been a financial advisor?
Ignacio has been in the industry since 2020, about 6 years. 6 years in the industry.
What licenses does Ignacio hold?
Series 66. Tap any license on this page to see what it allows.
Is Ignacio a fiduciary?
Ignacio is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Ignacio paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Ignacio for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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