Patrick Norambuena
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith
At a glance
Services through Merrill Lynch, Pierce, Fenner & Smith
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2022 – nowMerrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent firm
- Apr 2021 – Feb 2022Pruco Securities, Llc.Previously
Questions to ask Patrick
Tailored to Patrick’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
About Patrick
How do I contact Patrick?
Call Merrill Lynch, Pierce, Fenner & Smith at 800-637-7455 and ask for Patrick Norambuena. Patrick works from the Los Angeles, CA office.
How long has Patrick been a financial advisor?
Patrick has been in the industry since 2021, about 6 years. 6 years in the industry.
What licenses does Patrick hold?
Series 66. Tap any license on this page to see what it allows.
Is Patrick a fiduciary?
Patrick is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Patrick paid?
Merrill Lynch, Pierce, Fenner & Smith reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Patrick for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.