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Advisors / California / Los Angeles
6yrs

Patrick Norambuena

Financial advisor at Merrill Lynch, Pierce, Fenner & Smith

Los Angeles, CA 90066Fiduciary advisor
Call the officeDirections

At a glance

Experience6 years (since 2021)
How that compares ?6 years in the industry
Office12316 W Washington Blvd, Los Angeles, CA 90066
How the firm is paid ?Percent of assets, Flat fee, Commissions
States licensed ?2 states

Services through Merrill Lynch, Pierce, Fenner & Smith

Investment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Uniform Combined State Law Examination

Career

  1. 2022 – now
    Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent firm
  2. Apr 2021 – Feb 2022
    Pruco Securities, Llc.Previously

Questions to ask Patrick

Tailored to Patrick’s registration and firm.

  1. At a firm this size, will I work with you directly or with a service team?
  2. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  3. Where would my money be held, and will I get statements directly from that firm?
  4. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

Sign in to keep private notes, score your first meeting, and track this advisor alongside others.

About Patrick

How do I contact Patrick?

Call Merrill Lynch, Pierce, Fenner & Smith at 800-637-7455 and ask for Patrick Norambuena. Patrick works from the Los Angeles, CA office.

How long has Patrick been a financial advisor?

Patrick has been in the industry since 2021, about 6 years. 6 years in the industry.

What licenses does Patrick hold?

Series 66. Tap any license on this page to see what it allows.

Is Patrick a fiduciary?

Patrick is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Patrick paid?

Merrill Lynch, Pierce, Fenner & Smith reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Patrick for your total yearly cost in dollars.

Official record as of October 2, 2026.

This profile is for information only and is not financial advice or a recommendation.

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