Stifel, Nicolaus & Company
46yrs
Top advisor by experience in Wilmington
45yrs
Charles Mintz
Full name on record: Charles Eugene Mintz
Financial advisor at Raymond James & Associates
Charles Mintz has worked in the financial industry for 45 years and is a financial advisor based in Wilmington, North Carolina. After less than a year at Truist Advisory Services and eight years at BB&t Securities, Charles joined Raymond James & Associates in 2021, a firm offering financial planning, investment management, and retirement plan consulting. Raymond James & Associates reports being paid through a percentage of assets, hourly fees, and flat fees.
At a glance
Experience45 years (since 1981)
How that compares ?Top 1% by experience in Wilmington
Office101 Autumn Hall Drive Suite 220, Wilmington, NC 28403
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
Typical client at the firm ?$788,879
Advisors at the firm5,796
States licensed ?1 state
Services through Raymond James & Associates
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2021 – nowRaymond James & Associates, Inc.Current firm
- Mar 2021 – May 2021Truist Advisory Services, Inc.Previously
- 2013 – 2021BB&t Securities, LLCPreviously
- 2000 – 2013Scott & Stringfellow, LLCPreviously
Questions to ask Charles
Tailored to Charles’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Charles
How do I contact Charles?
Call Raymond James & Associates at (727) 567-1000 and ask for Charles Mintz. Charles works from the Wilmington, NC office.
How long has Charles been a financial advisor?
Charles has been in the industry since 1981, about 45 years. Top 1% by experience in Wilmington.
What licenses does Charles hold?
Series 63. Tap any license on this page to see what it allows.
Is Charles a fiduciary?
Charles is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Charles paid?
Raymond James & Associates reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask Charles for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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