Merrill Lynch, Pierce, Fenner & Smith
47yrs
Top advisor by experience in Red Bank
44yrs
John Mossa
Financial advisor at LPL Financial
At a glance
Experience44 years (since 1982)
How that compares ?Top 1% by experience in Red Bank
Office130 Maple Ave, Suite. 1-B, Red Bank, NJ 07701
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Combined State Law Examination
Career
- 2018 – nowLPL Financial LLCCurrent firm
- 2015 – 2018Cadaret, Grant & CO., Inc.Previously
- Aug 2014 – Aug 2015Santander Securities LLCPreviously
- Nov 2013 – Aug 2014PNC Wealth Management LLCPreviously
- Jan 2013 – Nov 2013Capital One Financial Advisors LLCPreviously
- 2007 – 2013PNC Wealth Management LLCPreviously
- Sep 2006 – May 2007Tiaa-Cref Individual & Institutional Services, LLCPreviously
- 2004 – 2006Valic Financial Advisors, Inc.Previously
Earlier career (1 more)
- Sep 2003 – May 2004Park Avenue Securities LLCPreviously
Questions to ask John
Tailored to John’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About John
How do I contact John?
Call LPL Financial at 704-733-3300 and ask for John Mossa. John works from the Red Bank, NJ office.
How long has John been a financial advisor?
John has been in the industry since 1982, about 44 years. Top 1% by experience in Red Bank.
What licenses does John hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is John a fiduciary?
John is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is John paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask John for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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