Merrill Lynch, Pierce, Fenner & Smith
46yrs
Top advisor by experience in Palm Beach
New
James Patrick Seton
Financial advisor at J.p. Morgan Securities
At a glance
ExperienceNew to the profession (since May 2026)
How that compares ?New to the profession
Office205 Royal Palm Way, Palm Beach, FL 33480
How the firm is paid ?Percent of assets, Other
States licensed ?1 state
Services through J.p. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Combined State Law Examination
Career
- May 2026 – nowJ.p. Morgan Securities LLCCurrent firm
Questions to ask James
Tailored to James’s registration and firm.
- Who on your team supports you, and who reviews the recommendations you make?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call J.p. Morgan Securities at 800-999-2000 and ask for James Patrick Seton. James works from the Palm Beach, FL office.
How long has James been a financial advisor?
James is new to the profession, registered since May 2026, and holds 1 license.
What licenses does James hold?
Series 66. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
J.p. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask James for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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