Osaic Wealth
41yrs
Top advisor by experience in Concord
3yrs
Joseph Allocca
Full name on record: Joseph Thomas Allocca
Financial advisor at Advice and Planning Services
Joseph Allocca is a fiduciary financial advisor in Concord, North Carolina, with 3 years in the industry. Joseph joined Advice and Planning Services in 2026, after less than a year at Vanguard Advisers and two years at UBS Financial Services. Advice and Planning Services offers financial planning, investment management, and selecting outside investment managers and is paid through a percentage of assets.
One of 95 advisors with offices in Concord, and one of 90 fiduciaries.
At a glance
Experience3 years (since 2023)
How that compares ?3 years in the industry
OfficeConcord, NC
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$523,144
Advisors at the firm1,694
States licensed ?1 state
Services through Advice and Planning Services
Financial planningInvestment management for individuals and small businessesChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Jul 2026 – now
- Jul 2025 – Dec 2025Vanguard Advisers, Inc.Previously
- Aug 2023 – Jun 2025UBS Financial Services Inc.Previously
Questions to ask Joseph
Tailored to Joseph’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Joseph
How do I contact Joseph?
Call Advice and Planning Services at 212-490-9000 and ask for Joseph Allocca. Joseph works from the Concord, NC office.
How long has Joseph been a financial advisor?
Joseph has been in the industry since 2023, about 3 years. 3 years in the industry.
What licenses does Joseph hold?
Series 66. Tap any license on this page to see what it allows.
Is Joseph a fiduciary?
Joseph is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Joseph paid?
Advice and Planning Services reports being paid by a percentage of the assets they manage, other fees. Ask Joseph for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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