Stifel, Nicolaus & Company
45yrs
Top advisor by experience in Rochester
4yrs
Scott Smith
Financial advisor at LPL Financial
Scott Smith has worked in the financial industry for 4 years and is a fiduciary financial advisor based in Rochester, Michigan. After three years at J.P. Morgan Securities and a year at Merrill, Scott joined LPL Financial in 2026, a firm offering financial planning, investment management, and educational workshops. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 172 advisors with offices in Rochester, and one of 161 fiduciaries.
At a glance
Experience4 years (since 2022)
How that compares ?4 years in the industry
Office1001 N. Main Street, Rochester, MI 48307
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Apr 2026 – nowLPL Financial LLCCurrent firm
- 2023 – 2026J.P. Morgan Securities LLCPreviously
- May 2022 – Aug 2023MerrillPreviously
Contact Scott
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Scott. 1001 N. Main StreetRochester, MI 48307Office · Get directions Facebook pageLPL Financial
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Questions to ask Scott
Tailored to Scott’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Scott
How do I contact Scott?
Call LPL Financial at (704) 733-3300 and ask for Scott Smith. Scott works from the Rochester, MI office.
How long has Scott been a financial advisor?
Scott has been in the industry since 2022, about 4 years. 4 years in the industry.
What licenses does Scott hold?
Series 66. Tap any license on this page to see what it allows.
Is Scott a fiduciary?
Scott is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Scott paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Scott for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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