UBS Financial Services
47yrs
Top advisor by experience at UBS Financial Services
4yrs
Thomas Du
Financial advisor at Hilltop Securities
Based in Dallas, Texas, Thomas Du is a fiduciary financial advisor with 4 years of industry experience. Thomas has been with Hilltop Securities since 2024; before that, Thomas spent a year at Wells Fargo Advisors. Hilltop Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 3926 advisors with offices in Dallas, and one of 3530 fiduciaries.
At a glance
Experience4 years (since 2022)
How that compares ?4 years in the industry
Office717 N. Harwood Street Suite 3400, Dallas, TX 75201
How the firm is paid ?Percent of assets, Hourly, Flat fee, Other
Typical client at the firm ?$678,307
Advisors at the firm166
States licensed ?1 state
Services through Hilltop Securities
Financial planningInvestment management for individuals and small businessesRetirement plan consultingChoosing other investment managersNewsletters and publicationsEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2024 – nowHilltop Securities Inc.Current firm
- 2024 – now
- 2024 – nowHilltop Securities Asset Management, LLCCurrent
- May 2023 – Jun 2024Wells Fargo Clearing Services, LLCPreviously
Contact Thomas
(214) 953-4000Hilltop Securities main office 717 N. Harwood Street Suite 3400Dallas, TX 75201Office · Get directions Firm websiteadvisors.hilltopsecurities.com/michael-forner
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Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Thomas
How do I contact Thomas?
Call Hilltop Securities at (214) 953-4000 and ask for Thomas Du. Thomas works from the Dallas, TX office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 2022, about 4 years. 4 years in the industry.
What licenses does Thomas hold?
Series 66. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Thomas paid?
Hilltop Securities reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, other fees. Ask Thomas for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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