Transamerica Financial Advisors
37yrs
Top 2% by experience in Berkeley
4yrs
Yu Chen
Financial advisor at J.P. Morgan Securities
Yu Chen is a fiduciary financial advisor in Berkeley, California, with 4 years in the industry. Yu joined J.P. Morgan Securities in 2023, after less than a year at MML Investors Services. J.P. Morgan Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets.
One of 117 advisors with offices in Berkeley, and one of 102 fiduciaries.
At a glance
Experience4 years (since 2023)
How that compares ?4 years in the industry
Office2352 Shattuck Ave, Berkeley, CA 94704
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$318,381
Advisors at the firm14,316
States licensed ?1 state
Services through J.P. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2023 – nowJ.P. Morgan Securities LLCCurrent firm
- Mar 2023 – Aug 2023MML Investors Services, LLCPreviously
Contact Yu
(800) 999-2000Firm headquarters in New York, NY. Ask for Yu. 2352 Shattuck AveBerkeley, CA 94704Office · Get directions Firm websitewealthpartners.jpmorgan.com
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Yu
Tailored to Yu’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Yu
How do I contact Yu?
Call J.P. Morgan Securities at (800) 999-2000 and ask for Yu Chen. Yu works from the Berkeley, CA office.
How long has Yu been a financial advisor?
Yu has been in the industry since 2023, about 4 years. 4 years in the industry.
What licenses does Yu hold?
Series 66. Tap any license on this page to see what it allows.
Is Yu a fiduciary?
Yu is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Yu paid?
J.P. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask Yu for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Cetera Investment Advisers
37yrs
Top 2% by experience in Berkeley
Mason & Associates
36yrs
Top 3% by experience in Berkeley
Wells Fargo Advisors
33yrs
Top 3% by experience in Berkeley
Clayton Partners
33yrs
Top 4% by experience in Berkeley
Elmwood Wealth Management
32yrs
Top 5% by experience in Berkeley