J.P. Morgan Securities
47yrs
Top advisor by experience at J.P. Morgan Securities
3yrs
James Maxwell
Financial advisor at Main Management
Based in San Francisco, California, James Maxwell is a fiduciary financial advisor with 3 years of industry experience. James has been with Main Management since 2023. Main Management offers investment management and private fund management and is paid through a percentage of assets, flat fees, and performance-based fees.
One of 3220 advisors with offices in San Francisco, and one of 2949 fiduciaries.
At a glance
Experience3 years (since 2023)
How that compares ?3 years in the industry
Office601 California Street Suite 300, San Francisco, CA 94108
FirmMain Management
How the firm is paid ?Percent of assets, Flat fee, Performance fee
Typical client at the firm ?$6.11 million
Advisors at the firm25
States licensed ?1 state
Services through Main Management
Investment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutions
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 65Uniform Investment Adviser Law Examination
Career
- 2023 – nowMain Management, LLCCurrent firm
Questions to ask James
Tailored to James’s registration and firm.
- Your firm can charge performance-based fees. Would that apply to me?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About James
How do I contact James?
Call Main Management at (415) 217-5800 and ask for James Maxwell. James works from the San Francisco, CA office.
How long has James been a financial advisor?
James has been in the industry since 2023, about 3 years. 3 years in the industry.
What licenses does James hold?
Series 65. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
Main Management reports being paid by a percentage of the assets they manage, flat or fixed fees, a share of investment gains. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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