Independent Advisor Alliance
41yrs
Top advisor by experience in Belmont
3yrs
Paul L Goetz III
Financial advisor at Independent Advisor Alliance
At a glance
Experience3 years (since 2023)
How that compares ?3 years in the industry
OfficeEast, 27 Catawba St, Belmont, NC 28012
How the firm is paid ?Percent of assets, Hourly, Flat fee
States licensed ?1 state
Services through Independent Advisor Alliance
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination
Career
- 2024 – nowIndependent Advisor Alliance, LLCCurrent firm
Questions to ask Paul
Tailored to Paul’s registration and firm.
- Who on your team supports you, and who reviews the recommendations you make?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Paul
How do I contact Paul?
Call Independent Advisor Alliance at 888.430.1555 and ask for Paul L Goetz III. Paul works from the Belmont, NC office.
How long has Paul been a financial advisor?
Paul has been in the industry since 2023, about 3 years. 3 years in the industry.
What licenses does Paul hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Paul a fiduciary?
Paul is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Paul paid?
Independent Advisor Alliance reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Paul for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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