RBC Capital Markets
43yrs
Top advisor by experience in Kirkland
4yrs
Ningyi Chen
Financial advisor at J.P. Morgan Securities
Based in Kirkland, Washington, Ningyi Chen is a fiduciary financial advisor with 4 years of industry experience. Ningyi has been with J.P. Morgan Securities since 2026; before that, Ningyi spent two years at Merrill. J.P. Morgan Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets.
One of 297 advisors with offices in Kirkland, and one of 293 fiduciaries.
At a glance
Experience4 years (since 2023)
How that compares ?4 years in the industry
Office12028 NE Totem Lake Way, Kirkland, WA 98034
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$318,381
Advisors at the firm14,316
States licensed ?1 state
Services through J.P. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Jul 2026 – nowJ.P. Morgan Securities LLCCurrent firm
- 2024 – 2026MerrillPreviously
Questions to ask Ningyi
Tailored to Ningyi’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Ningyi
How do I contact Ningyi?
Call J.P. Morgan Securities at 800-999-2000 and ask for Ningyi Chen. Ningyi works from the Kirkland, WA office.
How long has Ningyi been a financial advisor?
Ningyi has been in the industry since 2023, about 4 years. 4 years in the industry.
What licenses does Ningyi hold?
Series 66. Tap any license on this page to see what it allows.
Is Ningyi a fiduciary?
Ningyi is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Ningyi paid?
J.P. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask Ningyi for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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