UBS Financial Services
47yrs
Top 1% by experience in Louisville
New
Seth Smith
Financial advisor at Equitable Advisors
Seth Smith is a fiduciary financial advisor in Louisville, Kentucky, registered since Mar 2026. Seth joined Equitable Advisors in 2026, a firm offering financial planning, investment management, and retirement plan consulting. Equitable Advisors reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 1265 advisors with offices in Louisville, and one of 1147 fiduciaries.
At a glance
ExperienceNew to the profession (since Mar 2026)
How that compares ?New to the profession
Office10608 Watterson Center Court Suite 200, Louisville, KY 40299
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$609,299
Advisors at the firm4,656
States licensed ?1 state
Services through Equitable Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- May 2026 – nowEquitable Advisors, LLCCurrent firm
Contact Seth
10608 Watterson Center Court Suite 200Louisville, KY 40299Office · Get directions Firm main line(212) 314-4600Headquarters: Equitable Advisors · New York, NY LinkedIn pageEquitable Advisors
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Questions to ask Seth
Tailored to Seth’s registration and firm.
- Who on your team supports you, and who reviews the recommendations you make?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Seth
How do I contact Seth?
Call Equitable Advisors at (212) 314-4600 and ask for Seth Smith. Seth works from the Louisville, KY office.
How long has Seth been a financial advisor?
Seth is new to the profession, registered since Mar 2026, and holds 1 license.
What licenses does Seth hold?
Series 66. Tap any license on this page to see what it allows.
Is Seth a fiduciary?
Seth is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Seth paid?
Equitable Advisors reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Seth for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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