LPL Financial
40yrs
Top advisor by experience in Clayton
New
Christopher Brooks
Full name on record: Christopher Michael Brooks
Financial advisor at Thrivent Investment Management
Christopher Brooks is a fiduciary financial advisor in Clayton, North Carolina, registered since Oct 2025. Christopher joined Thrivent Investment Management in 2025, a firm offering financial planning and investment management. The firm is paid through a percentage of assets and flat fees.
One of 37 advisors with offices in Clayton, and one of 37 fiduciaries.
At a glance
ExperienceNew to the profession (since Oct 2025)
How that compares ?New to the profession
OfficeClayton, NC
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$162,801
Advisors at the firm3,159
States licensed ?1 state
Services through Thrivent Investment Management
Financial planningInvestment management for individuals and small businesses
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Oct 2025 – nowThrivent Investment Management Inc.Current firm
Contact Christopher
(800) 847-4836Firm headquarters in Minneapolis, MN. Ask for Christopher. Clayton, NCOffice · Get directions Instagram pageThrivent Investment ManagementIs this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Christopher
Tailored to Christopher’s registration and firm.
- Who on your team supports you, and who reviews the recommendations you make?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Christopher
How do I contact Christopher?
Call Thrivent Investment Management at (800) 847-4836 and ask for Christopher Brooks. Christopher works from the Clayton, NC office.
How long has Christopher been a financial advisor?
Christopher is new to the profession, registered since Oct 2025, and holds 1 license.
What licenses does Christopher hold?
Series 66. Tap any license on this page to see what it allows.
Is Christopher a fiduciary?
Christopher is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Christopher paid?
Thrivent Investment Management reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Christopher for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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