Morgan Stanley
45yrs
Top advisor by experience in Modesto
41yrs
Based in Modesto, California, David Mraz is a fiduciary financial advisor with 41 years of industry experience. David has been with Mraz and Associates since 2011; before that, David spent four years at Concert Wealth Management and a year at Morgan Stanley & Co.. Mraz and Associates offers financial planning and investment management and is paid through a percentage of assets, hourly fees, and flat fees.
One of 200 advisors with offices in Modesto, and one of 169 fiduciaries.
At a glance
Experience41 years (since 1985)
How that compares ?Top advisor by experience at Mraz and Associates
Office1120 13th Street Suite C, Modesto, CA 95354
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$1.85 million
Advisors at the firm5
States licensed ?2 states
Services through Mraz and Associates
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutions
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2011 – nowMraz and AssociatesCurrent firm
- 2007 – 2011Concert Wealth ManagementPreviously
- Apr 2007 – Oct 2007Morgan Stanley & Co. LLCPreviously
- 1997 – 2007Morgan Stanley DW Inc.Previously
Contact David
(209) 593-5870Mraz and Associates main office 1120 13th Street Suite CModesto, CA 95354Office · Get directions Firm websitewww.mrazandassociates.com
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask David
Tailored to David’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About David
How do I contact David?
Call Mraz and Associates at (209) 593-5870 and ask for David Mraz. David works from the Modesto, CA office.
How long has David been a financial advisor?
David has been in the industry since 1985, about 41 years. Top advisor by experience at Mraz and Associates.
What licenses does David hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is David paid?
Mraz and Associates reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Morgan Stanley
42yrs
Top 1% by experience in Modesto
Cetera Investment Advisers
42yrs
Top 1% by experience in Modesto
Morgan Stanley
41yrs
Top 2% by experience in Modesto
Morgan Stanley
41yrs
Top 3% by experience in Modesto
Valic Financial Advisors
40yrs
Top 1% by experience at Valic Financial Advisors