Morgan Stanley
47yrs
Top advisor for experience in New York
47yrs
Arthur Leo Coleman III
Financial advisor at Raymond James & Associates
At a glance
Experience47 years (since 1980)
How that compares ?Top 1% for experience in New York
Office320 Park Avenue FL 9, New York, NY 10022
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
States licensed ?2 states
Services through Raymond James & Associates
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination
Career
- 2021 – nowRaymond James & Associates, Inc.Current firm
- 2013 – 2021Wells Fargo Clearing Services, LLCPreviously
- 2010 – 2012Advanced Equities, Inc.Previously
- 2007 – 2009Citigroup Global Markets Inc.Previously
- 2004 – 2007Citicorp Investment ServicesPreviously
Questions to ask Arthur
Tailored to Arthur’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
About Arthur
How do I contact Arthur?
Call Raymond James & Associates at 727-567-1000 and ask for Arthur Leo Coleman III. Arthur works from the New York, NY office.
How long has Arthur been a financial advisor?
Arthur has been in the industry since 1980, about 47 years. Top 1% for experience in New York.
What licenses does Arthur hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Arthur a fiduciary?
Arthur is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Arthur paid?
Raymond James & Associates reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask Arthur for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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