LPL Enterprise
44yrs
Top 1% by experience at LPL Enterprise
47yrs
Based in Eau Claire, Wisconsin, Mark Rogo is a fiduciary financial advisor with 47 years of industry experience. Mark has been with Stifel, Nicolaus & Company since 2009; before that, Mark spent three years at UBS Financial Services. Stifel, Nicolaus & Company offers financial planning, investment management, and private fund management and is paid through a percentage of assets, flat fees, and commissions.
One of 125 advisors with offices in Eau Claire, and one of 110 fiduciaries.
At a glance
Experience47 years (since 1979)
How that compares ?Top advisor by experience in Eau Claire
Office3704 Oakwood Hills Parkway 1st Floor, Eau Claire, WI 54701
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$773,556
Advisors at the firm3,351
States licensed ?1 state
Services through Stifel, Nicolaus & Company
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2009 – nowStifel, Nicolaus & Company, IncorporatedCurrent firm
- 2006 – 2009UBS Financial Services Inc.Previously
Contact Mark
(314) 342-2000Firm headquarters in St. Louis, MO. Ask for Mark. 3704 Oakwood Hills Parkway 1st FloorEau Claire, WI 54701Office · Get directions
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Questions to ask Mark
Tailored to Mark’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Mark
How do I contact Mark?
Call Stifel, Nicolaus & Company at (314) 342-2000 and ask for Mark Rogo. Mark works from the Eau Claire, WI office.
How long has Mark been a financial advisor?
Mark has been in the industry since 1979, about 47 years. Top advisor by experience in Eau Claire.
What licenses does Mark hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
Stifel, Nicolaus & Company reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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