Morgan Stanley
45yrs
Top 1% for experience in Colorado
47yrs
Mark Anthony Kennedy
Financial advisor at Stifel, Nicolaus &
At a glance
Experience47 years (since 1979)
How that compares ?Top advisor for experience in Pueblo
Office119 West Fifth Street, Pueblo, CO 81003
How the firm is paid ?Percent of assets, Flat fee, Commissions
States licensed ?2 states
Services through Stifel, Nicolaus &
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination
Career
- 2009 – nowStifel, Nicolaus & Company, IncorporatedCurrent firm
- 2006 – 2009UBS Financial Services Inc.Previously
- 1999 – 2006Piper Sandler & Co.Previously
Questions to ask Mark
Tailored to Mark’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
About Mark
How do I contact Mark?
Call Stifel, Nicolaus & at 314-342-2000 and ask for Mark Anthony Kennedy. Mark works from the Pueblo, CO office.
How long has Mark been a financial advisor?
Mark has been in the industry since 1979, about 47 years. Top advisor for experience in Pueblo.
What licenses does Mark hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
Stifel, Nicolaus & reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Mark for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
LPL Financial
45yrs
Top 1% for experience in Colorado
LPL Financial
44yrs
Top 1% for experience in Colorado
Osaic Advisory Services
32yrs
Top 8% for experience in Colorado
RBC Capital Markets
29yrs
Top 12% for experience in Pueblo
Cetera Investment Advisers
28yrs
Top 13% for experience in Colorado