Stifel, Nicolaus &
45yrs
Top advisor by experience in Hauppauge
42yrs
Stuart Stein
Financial advisor at Cetera Investment Advisers
At a glance
Experience42 years (since 1984)
How that compares ?Top 2% by experience in New York
Office888 Veterans Memorial Highway Suite- 220, Hauppauge, NY 11788
How the firm is paid ?Percent of assets, Hourly, Flat fee
States licensed ?2 states
Services through Cetera Investment Advisers
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Combined State Law Examination
Career
- Sep 2025 – nowCetera Investment Advisers LLCCurrent firm
- Dec 2023 – Sep 2025Avantax Advisory ServicesPreviously
- 2020 – 2023American Portfolios Advisors, Inc.Previously
Questions to ask Stuart
Tailored to Stuart’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Stuart
How do I contact Stuart?
Call Cetera Investment Advisers at 310-257-7880 and ask for Stuart Stein. Stuart works from the Hauppauge, NY office.
How long has Stuart been a financial advisor?
Stuart has been in the industry since 1984, about 42 years. Top 2% by experience in New York.
What licenses does Stuart hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Stuart a fiduciary?
Stuart is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Stuart paid?
Cetera Investment Advisers reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Stuart for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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