Wells Fargo Advisors
47yrs
Top advisor by experience in Irvine
43yrs
Sanjay Mathur
Financial advisor at RBC Capital Markets
Based in Irvine, California, Sanjay Mathur is a financial advisor with 43 years of industry experience. Sanjay joined RBC Capital Markets in 2024, after 12 years at Wells Fargo Advisors and three years at Morgan Stanley. RBC Capital Markets offers financial planning, investment management, and private fund management and is paid through a percentage of assets and flat fees.
At a glance
Experience43 years (since 1983)
How that compares ?Top 1% by experience in Irvine
Office400 Spectrum Center Drive Suite 200, Irvine, CA 92618
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?2 states
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2024 – nowRBC Capital Markets, LLCCurrent firm
- 2012 – 2024Wells Fargo Clearing Services, LLCPreviously
- 2009 – 2012Morgan StanleyPreviously
- 2007 – 2009Morgan Stanley & Co. LLCPreviously
- 1998 – 2007Morgan Stanley DW Inc.Previously
Contact Sanjay
400 Spectrum Center Drive Suite 200Irvine, CA 92618Office · Get directions Firm main line(212) 858-7000Headquarters: RBC Capital Markets · New York, NY Firm websiteus.rbcwealthmanagement.com/columbus
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Questions to ask Sanjay
Tailored to Sanjay’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Sanjay
How do I contact Sanjay?
Call RBC Capital Markets at (212) 858-7000 and ask for Sanjay Mathur. Sanjay works from the Irvine, CA office.
How long has Sanjay been a financial advisor?
Sanjay has been in the industry since 1983, about 43 years. Top 1% by experience in Irvine.
What licenses does Sanjay hold?
Series 63. Tap any license on this page to see what it allows.
Is Sanjay a fiduciary?
Sanjay is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Sanjay paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Sanjay for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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