Merrill
46yrs
Top advisor by experience in New Haven
43yrs
Patrick Duff has worked in the financial industry for 43 years and is a fiduciary financial advisor based in New Haven, Connecticut. Patrick has been with UBS Financial Services since 2015; before that, Patrick spent six years at RBC Capital Markets and less than a year at Morgan Stanley. UBS Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 277 advisors with offices in New Haven, and one of 264 fiduciaries.
At a glance
Experience43 years (since 1983)
How that compares ?Top 1% by experience in New Haven
Office1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?1 state
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2015 – nowUBS Financial Services Inc.Current firm
- 2009 – 2015RBC Capital Markets, LLCPreviously
- Jun 2009 – Sep 2009Morgan StanleyPreviously
- 1994 – 2009Citigroup Global Markets Inc.Previously
Contact Patrick
(201) 352-3000Firm headquarters in Weehawken, NJ. Ask for Patrick. 1 Century Tower 265 Church Street Suite 1102New Haven, CT 06510Office · Get directions LinkedIn pageUBS Financial Services
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Questions to ask Patrick
Tailored to Patrick’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Patrick
How do I contact Patrick?
Call UBS Financial Services at (201) 352-3000 and ask for Patrick Duff. Patrick works from the New Haven, CT office.
How long has Patrick been a financial advisor?
Patrick has been in the industry since 1983, about 43 years. Top 1% by experience in New Haven.
What licenses does Patrick hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Patrick a fiduciary?
Patrick is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Patrick paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Patrick for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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