D.A. Davidson & Co.
47yrs
Top 1% by experience in Seattle
22yrs
Patrick Roche has worked in the financial industry for 22 years and is a fiduciary financial advisor based in Seattle, Washington. Patrick has been with RBC Capital Markets since 2005. RBC Capital Markets offers financial planning, investment management, and private fund management and is paid through a percentage of assets and flat fees.
One of 1981 advisors with offices in Seattle, and one of 1838 fiduciaries.
At a glance
Experience22 years (since 2004)
How that compares ?More experience than 68% of advisors in Washington
Office401 Union Street Suite 3600, Seattle, WA 98101
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?1 state
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2005 – nowRBC Capital Markets, LLCCurrent firm
Contact Patrick
401 Union Street Suite 3600Seattle, WA 98101Office · Get directions Firm main line(212) 858-7000Headquarters: RBC Capital Markets · New York, NY Firm websiteus.rbcwealthmanagement.com/columbus
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Patrick
Tailored to Patrick’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Patrick
How do I contact Patrick?
Call RBC Capital Markets at (212) 858-7000 and ask for Patrick Roche. Patrick works from the Seattle, WA office.
How long has Patrick been a financial advisor?
Patrick has been in the industry since 2004, about 22 years. More experience than 68% of advisors in Washington.
What licenses does Patrick hold?
Series 66. Tap any license on this page to see what it allows.
Is Patrick a fiduciary?
Patrick is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Patrick paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Patrick for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Morgan Stanley
47yrs
Top 1% by experience in Seattle
Edward Jones
46yrs
Top 1% by experience in Seattle
Wedbush Securities
45yrs
Top 1% by experience in Seattle
Lesa Sroufe & Company
44yrs
Top 1% by experience in Seattle
Sonata Capital Group
44yrs
Top advisor by experience at Sonata Capital Group