J.P. Morgan Securities
47yrs
Top 1% by experience in Los Angeles
34yrs
Neil Napoleon has worked in the financial industry for 34 years and is a fiduciary financial advisor based in Los Angeles, California. Neil has been with Morgan Stanley since 2011; before that, Neil spent eight years at RBC Capital Markets and six years at UBS Financial Services. Morgan Stanley offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, flat fees, and commissions.
One of 3122 advisors with offices in Los Angeles, and one of 2892 fiduciaries.
At a glance
Experience34 years (since 1993)
How that compares ?Top 8% by experience in Los Angeles
Office444 South Flower Street,34th Floor, Los Angeles, CA 90071
FirmMorgan Stanley
How the firm is paid ?Percent of assets, Flat fee, Commissions, Performance fee, Other
Typical client at the firm ?$670,481
Advisors at the firm23,156
States licensed ?2 states
Services through Morgan Stanley
Financial planningInvestment management for individuals and small businessesManaging mutual fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2011 – nowMorgan StanleyCurrent firm
- 2003 – 2011RBC Capital Markets, LLCPreviously
- 1997 – 2003UBS Financial Services Inc.Previously
Contact Neil
444 South Flower Street,34th FloorLos Angeles, CA 90071Office · Get directions Firm main line(914) 225-5510Headquarters: Morgan Stanley · Purchase, NY Firm websitewww.morganstanley.com
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Questions to ask Neil
Tailored to Neil’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- Your firm can charge performance-based fees. Would that apply to me?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
My notes and scorecard
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About Neil
How do I contact Neil?
Call Morgan Stanley at (914) 225-5510 and ask for Neil Napoleon. Neil works from the Los Angeles, CA office.
How long has Neil been a financial advisor?
Neil has been in the industry since 1993, about 34 years. Top 8% by experience in Los Angeles.
What licenses does Neil hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Neil a fiduciary?
Neil is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Neil paid?
Morgan Stanley reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products, a share of investment gains, other fees. Ask Neil for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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