RBC Capital Markets
47yrs
Top advisor by experience in Minnesota
32yrs
Thomas Ritten is a fiduciary financial advisor in Minneapolis, Minnesota, with 32 years in the industry. Thomas joined LPL Financial in 2012, after three years at Raymond James Financial Services Advisors and four years at Wells Fargo Investments. LPL Financial offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 2437 advisors with offices in Minneapolis, and one of 2209 fiduciaries.
At a glance
Experience32 years (since 1994)
How that compares ?Top 9% by experience in Minneapolis
Office3712 Beard Ave N, Minneapolis, MN 55422
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?2 states
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2012 – nowLPL Financial LLCCurrent firm
- 2009 – 2012
- 2005 – 2009Wells Fargo Investments, LLCPreviously
Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Thomas
How do I contact Thomas?
Call LPL Financial at (704) 733-3300 and ask for Thomas Ritten. Thomas works from the Minneapolis, MN office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 1994, about 32 years. Top 9% by experience in Minneapolis.
What licenses does Thomas hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Thomas paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Thomas for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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