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Advisors / Nevada / Las Vegas
34yrs

Thomas Steele

Financial advisor at RBC Capital Markets

Thomas Steele is a fiduciary financial advisor in Las Vegas, Nevada, with 34 years in the industry. Thomas joined RBC Capital Markets in 2021, after ten years at Wells Fargo Advisors and seven years at Merrill. RBC Capital Markets offers financial planning, investment management, and private fund management and is paid through a percentage of assets and flat fees.

One of 1277 advisors with offices in Las Vegas, and one of 1218 fiduciaries.

Las Vegas, NV 89135Top 7% by experience in Las VegasFiduciary advisor

At a glance

Experience34 years (since 1992)
How that compares ?Top 7% by experience in Las Vegas
Office10801 W. Charleston Blvd. Suite 650, Las Vegas, NV 89135
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?1 state

Services through RBC Capital Markets

Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 63Uniform Securities Agent State Law Examination
Series 65Uniform Investment Adviser Law Examination

Career

  1. 2021 – now
  2. 2012 – 2021
  3. 2004 – 2012
    MerrillPreviously
  4. Jul 2003 – Aug 2004
  5. Jun 2002 – Jul 2003
    Prudential Equity Group, LLCPreviously

Questions to ask Thomas

Tailored to Thomas’s registration and firm.

  1. What's your succession plan, and who would work with me if you retire?
  2. At a firm this size, will I work with you directly or with a service team?
  3. What does a financial plan with you include, and how often is it updated?
  4. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  5. Where would my money be held, and will I get statements directly from that firm?
  6. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About Thomas

How do I contact Thomas?

Call RBC Capital Markets at (212) 858-7000 and ask for Thomas Steele. Thomas works from the Las Vegas, NV office.

How long has Thomas been a financial advisor?

Thomas has been in the industry since 1992, about 34 years. Top 7% by experience in Las Vegas.

What licenses does Thomas hold?

Series 63, Series 65. Tap any license on this page to see what it allows.

Is Thomas a fiduciary?

Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Thomas paid?

RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Thomas for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.

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