Ameriprise Financial Services
47yrs
Top advisor by experience in Florham Park
33yrs
David Depaul has worked in the financial industry for 33 years and is a financial advisor based in Florham Park, New Jersey. After eight years at UBS Financial Services and two years at Morgan Stanley &, David joined RBC Capital Markets in 2016, a firm offering financial planning, investment management, and private fund management. RBC Capital Markets reports being paid through a percentage of assets and flat fees.
At a glance
Experience33 years (since 1993)
How that compares ?Top 10% by experience nationwide
Office200 Park Avenue 2nd Floor, Florham Park, NJ 07932
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?2 states
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2016 – nowRBC Capital Markets, LLCCurrent firm
- 2008 – 2016UBS Financial Services Inc.Previously
- Apr 2007 – Dec 2008Morgan Stanley & Co. LLCPreviously
- 2004 – 2007Morgan Stanley DW Inc.Previously
- Oct 2002 – Sep 2004Citigroup Global Markets Inc.Previously
Questions to ask David
Tailored to David’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About David
How do I contact David?
Call RBC Capital Markets at 212-858-7000 and ask for David Depaul. David works from the Florham Park, NJ office.
How long has David been a financial advisor?
David has been in the industry since 1993, about 33 years. Top 10% by experience nationwide.
What licenses does David hold?
Series 63. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is David paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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