Morgan Stanley
47yrs
Top advisor by experience in New York
30yrs
Daniel Smith is a financial advisor in New York, New York, with 30 years in the industry. Daniel joined RBC Capital Markets in 2022, a firm offering financial planning, investment management, and private fund management. Daniel holds the CFA designation.
At a glance
Experience30 years (since 1997)
How that compares ?Top 14% by experience in New York
Office1211 Avenue Of The Americas Suite 3300, New York, NY 10036
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.02 million
Advisors at the firm3,840
States licensed ?1 state
Services through RBC Capital Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFA
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2022 – nowRBC Capital Markets, LLCCurrent firm
Contact Daniel
(212) 858-7000RBC Capital Markets main office 1211 Avenue Of The Americas Suite 3300New York, NY 10036Office · Get directions Firm websiteus.rbcwealthmanagement.com/columbus
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Daniel
Tailored to Daniel’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Daniel
How do I contact Daniel?
Call RBC Capital Markets at (212) 858-7000 and ask for Daniel Smith. Daniel works from the New York, NY office.
How long has Daniel been a financial advisor?
Daniel has been in the industry since 1997, about 30 years. Top 14% by experience in New York.
What licenses does Daniel hold?
Series 63. Tap any license on this page to see what it allows.
Is Daniel a fiduciary?
Daniel is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Daniel paid?
RBC Capital Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Daniel for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Oppenheimer & Co.
47yrs
Top 1% by experience in New York
UBS Financial Services
47yrs
Top 1% by experience in New York
UBS Financial Services
47yrs
Top 1% by experience in New York
UBS Financial Services
47yrs
Top 1% by experience in New York
Crews & Associates
47yrs
Top advisor by experience at Crews & Associates